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Asset Management

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Affiliated Managers Group Inc.
AllianceBernstein Holding L.P.
Ameriprise Financial Inc.
BKF Capital Group Inc.
Brookfield Asset Management In
Calamos Asset Management Inc.
Clear Choice Financial, Inc.
Cohen & Steers Inc.
Duff & Phelps Corporation
Eaton Vance Corp.
Epoch Holding Corporation
Evercore Partners Inc.
FBR Capital Markets Corporatio
Federated Investors, Inc.
FirstCity Financial Corp.
Fortress Investment Group LLC
Franklin Resources Inc.
GLG Partners, Inc.
GSC Investment Corp
Hennessy Advisors, Inc.
Indigenous Global Development
International Assets Holding C
Invesco Ltd.
Janus Capital Group Inc.
Lazard Ltd.
Merriman Curhan Ford Group, In
Morningstar Inc.
National Investment Managers,
Penson Worldwide Inc
Piper Jaffray Companies
Principal Financial Group Inc.
Pzena Investment Management, I
Resource America Inc.
RiskMetrics Group, Inc
Sanders Morris Harris Group, I
T. Rowe Price Group, Inc.
The Blackstone Group
U.S. Global Investors, Inc.
Value Line, Inc.
Westwood Holdings Group Inc.
WP Stewart & Co. Ltd.



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Affiliated Managers Group Inc. --- AMG   

Web: http://www.amg.com
Email: info@amg.com
Phone: 617-747-3300
FAX: 617-747-3380
* * * * * * * * * * * * * *

Affiliated Managers Group, Inc., through its affiliates, operates as an asset management company providing investment management services to mutual funds, institutional clients, and high net worth individuals in the United States. It provides advisory or subadvisory services to mutual funds. These funds are.. Read More

Tear Sheet .. HIS .. SEC

Affiliated Managers Group Inc. -- AMG






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AllianceBernstein Holding L.P. --- AB   

Web: http://www.alliancebernstein.com
Email: ir@alliancebernstein.com
Phone: 212-969-1000
FAX: 212-969-1334
* * * * * * * * * * * * * *

AllianceBernstein Holding L.P. and its subsidiaries provide investment management and related services to institutional clients, retail clients, and private clients in the United States and internationally. It offers institutional investment services, including separately managed accounts, sub-advisory.. Read More

Tear Sheet .. HIS .. SEC

AllianceBernstein Holding L.P. -- AB






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Ameriprise Financial Inc. --- AMP   

Web: http://www.ameriprise.com
Email: laura.c.gagnon@ampf.com
Phone: 612-671-3131
FAX:
* * * * * * * * * * * * * *

Ameriprise Financial, Inc. provides financial planning, asset management, and insurance services to individuals, businesses, and institutions. It operates through two segments, Asset Accumulation and Income, and Protection. The Asset Accumulation and Income segment offers own and other companies’ mutual funds, as.. Read More

Tear Sheet .. HIS .. SEC

Ameriprise Financial Inc. -- AMP






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BKF Capital Group Inc. --- BKFG.PK   

Web: http://www.bakerfentress.com
Email: info@bkfcapital.com
Phone: 212-332-8400
FAX: 212-332-8487
* * * * * * * * * * * * * *

BKF Capital Group, Inc., through its subsidiaries, provides investment advisory and asset management services primarily in the United States. The company manages equity portfolios for institutional and individual investors. It offers long-only equity strategies, as well as a range of alternative investment.. Read More

Tear Sheet .. HIS .. SEC

BKF Capital Group Inc. -- BKFG.PK






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Brookfield Asset Management In --- BAM   

Web: http://www.brascancorp.com
Email: kvyse@brookfield.com
Phone: 416-363-9491
FAX: 416-365-9642
* * * * * * * * * * * * * *

Brookfield Asset Management Inc. is a publicly owned asset management holding company with approximately $50 billion in assets under management. Through its subsidiaries the firm invests in the property, power, and infrastructure sectors. Its property business include owning and managing office properties,.. Read More

Tear Sheet .. HIS .. SEC

Brookfield Asset Management In -- BAM






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Calamos Asset Management Inc. --- CLMS   

Web: http://www.calamos.com
Email:
Phone: 630-245-7200
FAX: 630-245-6335
* * * * * * * * * * * * * *

Calamos Asset Management Inc. is a publicly owned investment manager. The firm provides its services to high net worth individuals, corporations, public and private institutions, pension funds, and insurance companies. It manages open-ended and closed-ended mutual funds for its clients. The firm also manages.. Read More

Tear Sheet .. HIS .. SEC

Calamos Asset Management Inc. -- CLMS






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Clear Choice Financial, Inc. --- CLCI.PK   

Web: http://www.clearchoicecorp.com
Email:
Phone: 480-820-9766
FAX: 727-531-1303
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Clear Choice Financial, Inc. operates as a debt resolution company in the United States. It provides assistance to consumers with settling their unsecured debts through negotiation with individual creditors. The company’s debt resolution program involves client set-up phase that consists of file creation, debt.. Read More

Tear Sheet .. HIS .. SEC

Clear Choice Financial, Inc. -- CLCI.PK






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Cohen & Steers Inc. --- CNS   

Web: http://www.cohenandsteers.com
Email:
Phone: 212-832-3232
FAX:
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Cohen & Steers, Inc., together with its subsidiaries, manages high-income equity portfolios in the United States. The company specializes in the United States real estate investment trusts, international real estate securities, preferred securities, utilities and listed infrastructure securities, and large cap.. Read More

Tear Sheet .. HIS .. SEC

Cohen & Steers Inc. -- CNS






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Duff & Phelps Corporation --- DUF   

Web: http://www.duffandphelps.com
Email:
Phone: 212-871-2000
FAX:
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Duff & Phelps Corporation, through its subsidiaries, operates as an independent financial advisory company worldwide. It operates in two segments, Financial Advisory and Investment Banking. The Financial Advisory segment offers valuation advisory services, including financial reporting, fixed asset and real.. Read More

Tear Sheet .. HIS .. SEC






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Eaton Vance Corp. --- EV   

Web: http://www.eatonvance.com
Email:
Phone: 617-482-8260
FAX: 617-482-2396
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Eaton Vance Corp., through its subsidiaries, engages in the creation, marketing, and management of investment funds in the United States. It also provides investment management and counseling services to institutions and individuals. Further, the company operates as an adviser and distributor of investment.. Read More

Tear Sheet .. HIS .. SEC

Eaton Vance Corp. -- EV






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Epoch Holding Corporation --- EPHC   

Web: http://www.eipny.com
Email: aborak@eipny.com
Contact: David R. Markin DIR
Phone: 212-303-7200
FAX: 212-202-4948
* * * * * * * * * * * * * *

Epoch Holding Corporation doing business as Epoch Investment Partners, Inc. (EIP) is a publicly owned investment manager. The firm primarily provides its services to investment companies, high net worth individuals, pension and profit sharing plans, corporations, retirement plans, mutual fund clients, endowments,.. Read More

Tear Sheet .. HIS .. SEC

Epoch Holding Corporation -- EPHC






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Evercore Partners Inc. --- EVR   

Web: http://www.evercore.com
Email: info@evercore.com
Phone: 212-857-3100
FAX: 212-857-3101
* * * * * * * * * * * * * *

Evercore Partners, Inc. operates as an investment banking boutique that provides advisory services to multinational corporations worldwide on mergers, acquisitions, divestitures, restructurings, and other strategic corporate transactions. The company offers strategic and tactical advice to public and private.. Read More

Tear Sheet .. HIS .. SEC

Evercore Partners Inc. -- EVR






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FBR Capital Markets Corporatio --- FBCM   

Web: http://www.fbrcapitalmarkets.com
Email:
Phone: 703-312-9500
FAX: 703-312-9501
* * * * * * * * * * * * * *

FBR Capital Markets Corporation, through its subsidiaries, provides investment banking, institutional brokerage, and asset management services primarily in the United States. It offers capital raising services, including underwriting and placement of public and private equity and debt; financial advisory.. Read More

Tear Sheet .. HIS .. SEC






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Federated Investors, Inc. --- FII   

Web: http://www.federatedinvestors.com
Email:
Phone: 412-288-1900
FAX: 412-288-6823
* * * * * * * * * * * * * *

Federated Investors, Inc. is a publicly owned investment manager. The firm provides its services to individuals, including high net worth individuals, banking or thrift institutions, investment companies, pension and profit sharing plans, pooled investment vehicles, charitable organizations, state or municipal.. Read More

Tear Sheet .. HIS .. SEC

Federated Investors, Inc. -- FII






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FirstCity Financial Corp. --- FCFC   

Web: http://www.fcfc.com
Email: info@fcfc.com
Phone: 254-761-2800
FAX: 254-751-7648
* * * * * * * * * * * * * *

FirstCity Financial Corporation, a financial services company, together with its subsidiaries, engages in acquiring, managing, servicing, and resolving portfolio assets. It acquires portfolios of performing and nonperforming commercial and consumer loans, real estate and other assets, and similar single-asset.. Read More

Tear Sheet .. HIS .. SEC

FirstCity Financial Corp. -- FCFC






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Fortress Investment Group LLC --- FIG   

Web: http://www.fortressinv.com
Email:
Phone: 212-798-6100
FAX:
* * * * * * * * * * * * * *

Fortress Investment Group LLC is a publicly owned investment management firm. The firm provides its services to pension funds, endowments and foundations, financial institutions, funds of funds and high net worth individuals. It manages hedge funds and publicly traded alternative investment vehicles. The firm.. Read More

Tear Sheet .. HIS .. SEC

Fortress Investment Group LLC -- FIG






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Franklin Resources Inc. --- BEN   

Web: http://www.franklintempleton.com
Email: investorrelations@franklintempleton.com
Phone: 650-312-3000
FAX: 650-312-3655
* * * * * * * * * * * * * *

Franklin Resources, Inc., doing business as Franklin Templeton Investments, operates as an asset management company. It operates in two segments, Investment Management and Related Services, and Banking/Finance. The Investment Management and Related Services segment provides investment management and fund.. Read More

Tear Sheet .. HIS .. SEC

Franklin Resources Inc. -- BEN






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GLG Partners, Inc. --- GLG   

Web: http://www.glgpartners.com
Email:
Phone: 212-224-7200
FAX: 212-224-7210
* * * * * * * * * * * * * *

GLG Partners Inc. is a publicly owned hedge fund sponsor. The firm provides its services to in high net worth individuals and institutions. It manages separate client-focused equity and fixed income portfolios and investment funds. The firm invests in the public equity and fixed income across the globe. It also.. Read More

Tear Sheet .. HIS .. SEC

GLG Partners, Inc. -- GLG






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GSC Investment Corp --- GNV   

Web: http://www.gscinvestmentcorp.com
Email:
Phone: 212-884-6200
FAX: 212-884-6184
* * * * * * * * * * * * * *

GSC Investment Corp. is a business development company. The public investment firm specializes in buyout, acquisition, growth, recapitalization, and note financing transactions of middle market companies and select high yield bonds. It structures its investments as debt and equity investments primarily by.. Read More

Tear Sheet .. HIS .. SEC

GSC Investment Corp -- GNV






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Hennessy Advisors, Inc. --- HNNA.OB   

Web: http://www.hennessyadvisors.com
Email:
Contact: Daniel G Libarle DIR
Phone: 415-899-1555
FAX: (415) 899-1559
* * * * * * * * * * * * * *

Hennessy Advisors, Inc. is a publicly owned investment manager. The firm primarily provides its services to investment companies. It also manages accounts for other pooled investment vehicles. The firm manages a family of equity, fixed income, and balanced mutual funds. It invests in the public and fixed income.. Read More

Tear Sheet .. HIS .. SEC

Hennessy Advisors, Inc. -- HNNA.OB



























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Indigenous Global Development --- IGDC.PK   

Web: http://www.indigenousglobal.net
Email:
Contact: United Native Depository Corporation BO
Phone: 415-283-4757
FAX: 415-955-4748
* * * * * * * * * * * * * *

Indigenous Global Development Corporation provides strategy, financial, and investment tools for economic development, empowerment, and financial self sufficiency. It sells Canadian First Nations natural gas in the United States; develops and acquires power projects; engages in investment financing in Indian.. Read More

Tear Sheet .. HIS .. SEC






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International Assets Holding C --- IAAC   

Web: http://www.intlassets.com
Email: sbranch@intlassets.com
Phone: 407-741-5300
FAX: 407-629-2470
* * * * * * * * * * * * * *

International Assets Holding Corporation, through its subsidiaries, provides various financial services to investment banks, commercial banks, brokers, institutional investors, corporations, charities, and governmental organizations worldwide. Its International Equities Market-Making segment acts as a wholesale.. Read More

Tear Sheet .. HIS .. SEC

International Assets Holding C -- IAAC






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Invesco Ltd. --- IVZ   

Web: http://www.invesco.com
Email:
Phone: 404-479-1095
FAX: 404-962-8176
* * * * * * * * * * * * * *

Invesco Ltd. is a publicly owned investment manager. The firm provides its services to retail, institutional, and private wealth management clients. It manages separate client-focused equity, fixed income, balanced, money market, and real estate investment portfolios and mutual funds for its clients. The firm was.. Read More

Tear Sheet .. HIS .. SEC

Invesco Ltd. -- IVZ






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Janus Capital Group Inc. --- JNS   

Web: http://www.janus.com
Email:
Phone: 303-333-3863
FAX: 816-218-2452
* * * * * * * * * * * * * *

Janus Capital Group, Inc. is a publicly owned asset management holding company with approximately $167.7 billion in assets under management. It also provides retirement planning, investment planning, tax planning, investment for college, and tax planning services to its clients. The firm primarily provides its.. Read More

Tear Sheet .. HIS .. SEC

Janus Capital Group Inc. -- JNS






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Lazard Ltd. --- LAZ   

Web: http://www.lazard.com
Email: investorrelations@Lazard.com
Phone: 441-295-1422
FAX: 441-292-4720
* * * * * * * * * * * * * *

Lazard, Ltd, through its subsidiaries, operates as a financial advisory and asset management firm. It operates primarily in two segments, Financial Advisory and Asset Management. The Financial Advisory segment offers a range of services regarding mergers and acquisitions, restructurings, and various other.. Read More

Tear Sheet .. HIS .. SEC

Lazard Ltd. -- LAZ






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Merriman Curhan Ford Group, In --- MERR   

Web: http://www.merrimanco.com
Email:
Phone: 415-248-5600
FAX: 415-274-5651
* * * * * * * * * * * * * *

Merriman Curhan Ford Group, Inc., through its subsidiaries, provides investment banking, institutional brokerage, equity research, and asset management services to institutional investors and corporate clients in the United States. Its investment banking services include advising on and structuring capital.. Read More

Tear Sheet .. HIS .. SEC

Merriman Curhan Ford Group, In -- MERR






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Morningstar Inc. --- MORN   

Web: http://www.morningstar.com
Email: investors@morningstar.com
Phone: 312-696-6000
FAX: 312-696-6001
* * * * * * * * * * * * * *

Morningstar, Inc. provides independent investment research to investors worldwide. Its Individual segment provides Morningstar.com, a membership service and Internet advertising space; and Morningstar Equity Research that provides independent equity research on companies, as well as offers print and online.. Read More

Tear Sheet .. HIS .. SEC

Morningstar Inc. -- MORN






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National Investment Managers, --- NIVM.OB   

Web: http://www.nivm.com
Email:
Contact: Kevin Crow Director
Phone: 212-389-7832
FAX: 212-922-2081
* * * * * * * * * * * * * *

National Investment Managers, Inc. engages in the acquisition and management of operating entities that offer third party administration primarily of retirement plans, financial, and investment advisory services to small and medium sized businesses, as well as to high-net worth individuals in the United States... Read More

Tear Sheet .. HIS .. SEC






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Penson Worldwide Inc --- PNSN   

Web: http://www.penson.com
Email:
Phone: 214-765-1100
FAX:
* * * * * * * * * * * * * *

Penson Worldwide, Inc., through its subsidiaries, provides critical securities and futures processing infrastructure products and services to securities, futures, and investment industry. The company provides securities and futures clearing services, including trade execution, clearing and custody, trade.. Read More

Tear Sheet .. HIS .. SEC

Penson Worldwide Inc -- PNSN






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Piper Jaffray Companies --- PJC   

Web: http://www.piperjaffray.com
Email: http://jennifer.a.olson-goudepjc.com
Phone: 612-303-6000
FAX: 612-303-8199
* * * * * * * * * * * * * *

Piper Jaffray Companies provides investment banking services, institutional sales, trading and research services, and asset management services worldwide. The company primarily raises capital through equity and debt financings for its middle-market clients operating in various industries, including the.. Read More

Tear Sheet .. HIS .. SEC

Piper Jaffray Companies -- PJC






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Principal Financial Group Inc. --- PFG   

Web: http://www.principal.com
Email:
Phone: 515-247-5111
FAX: 515-235-1959
* * * * * * * * * * * * * *

Principal Financial Group, Inc. provides retirement savings, investment, and insurance products and services in the United States and internationally. It operates in four segments: U.S. Asset Accumulation, Global Asset Management, International Asset Management and Accumulation, and Life and Health Insurance. The.. Read More

Tear Sheet .. HIS .. SEC

Principal Financial Group Inc. -- PFG






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Pzena Investment Management, I --- PZN   

Web: http://www.pzena.com
Email:
Phone: 212-355-1600
FAX: 212-308-0010
* * * * * * * * * * * * * *

Pzena Investment Management, Inc. is a publicly owned investment manager. The firm also provides investment advisory services to funds. It provides its services to individuals, typically high net worth individuals; investment companies; charitable organizations; corporations; state or municipal government.. Read More

Tear Sheet .. HIS .. SEC

Pzena Investment Management, I -- PZN






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Resource America Inc. --- REXI   

Web: http://www.resourceamerica.com
Email: investorrelations@resourceamerica.com
Phone: 215-546-5005
FAX: 215-546-5388
* * * * * * * * * * * * * *

Resource America, Inc. operates as an asset management company. The company, through its subsidiaries, operates in three segments: Financial Fund Management; Real Estate; and Equipment Finance. The Financial Fund Management segment engages in the formation and collateral management of structured financial.. Read More

Tear Sheet .. HIS .. SEC

Resource America Inc. -- REXI






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RiskMetrics Group, Inc --- RMG   

Web: http://www.riskmetrics.com
Email:
Phone: 212-981-7475
FAX: 212-575-0251
* * * * * * * * * * * * * *

RiskMetrics Group, Inc. provides risk management and corporate governance products and services to participants in the financial markets worldwide. It operates in two segments, RiskMetrics and Institutional Shareholder Services (ISS). The RiskMetrics segment provides multi-asset, position-based risk, and wealth.. Read More

Tear Sheet .. HIS .. SEC






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Sanders Morris Harris Group, I --- SMHG   

Web: http://www.smhg.net
Email: pam.caloway@smhgroup.com
Phone: 713-993-4610
FAX: 713-993-4677
* * * * * * * * * * * * * *

Sanders Morris Harris Group, Inc., through its subsidiaries, provides asset/wealth management and capital markets services. Its asset/wealth management services include investment advisory, wealth and investment management, financial planning, trust, estate and retirement planning, insurance planning, and custody.. Read More

Tear Sheet .. HIS .. SEC

Sanders Morris Harris Group, I -- SMHG






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T. Rowe Price Group, Inc. --- TROW   

Web: http://www.troweprice.com
Email: info@troweprice.com
Phone: 410-345-2000
FAX: 410-345-2394
* * * * * * * * * * * * * *

T. Rowe Price Group, Inc. is a publicly owned holding investment manager. The firm provides its services to corporations, corporate, public, and Taft-Hartley retirement plans, foundations, and endowments. Through its subsidiaries it manages separate client-focused equity, fixed income, and balanced portfolios;.. Read More

Tear Sheet .. HIS .. SEC

T. Rowe Price Group, Inc. -- TROW






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The Blackstone Group --- BX   

Web: http://www.blackstone.com
Email:
Phone: 212-583-5000
FAX: 212-583-5712
* * * * * * * * * * * * * *

The Blackstone Group L.P., together with its subsidiaries, provides alternative asset management and financial advisory services worldwide. The company operates in four segments: Corporate Private Equity, Real Estate, Marketable Alternative Asset Management, and Financial Advisory. The Corporate Private Equity.. Read More

Tear Sheet .. HIS .. SEC

The Blackstone Group -- BX






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U.S. Global Investors, Inc. --- GROW   

Web: http://www.us-global.com
Email: rolf@usfunds.com
Phone: 210-308-1234
FAX: 210-308-1223
* * * * * * * * * * * * * *

U.S. Global Investors, Inc. is a publicly owned investment manager. The firm primarily provides its services to investment companies. It also manages accounts for other pooled investment vehicles, individuals, and corporations. The firm manages family of equity and fixed income mutual funds for its clients. It.. Read More

Tear Sheet .. HIS .. SEC

U.S. Global Investors, Inc. -- GROW






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Value Line, Inc. --- VALU   

Web: http://www.valueline.com
Email:
Phone: 212-907-1500
FAX: 212-907-1945
* * * * * * * * * * * * * *

Value Line, Inc. principally engages in the production of investment related periodical publications and provision of investment management and distribution services primarily in the United States. It operates in two segments, Investment Periodicals, Publishing, and Licensing; and Investment Management. The.. Read More

Tear Sheet .. HIS .. SEC

Value Line, Inc. -- VALU






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Westwood Holdings Group Inc. --- WHG   

Web: http://www.westwoodgroup.com
Email: ir@westwoodgroup.com
Phone: 214-756-6900
FAX: 214-756-6979
* * * * * * * * * * * * * *

Westwood Holdings Group, Inc., through its subsidiaries, engages in the management of investment assets. The company offers investment advisory services to corporate pension funds, public retirement plans, endowments and foundations, and the WHG funds, as well as provides sub-advisory services to other mutual.. Read More

Tear Sheet .. HIS .. SEC

Westwood Holdings Group Inc. -- WHG






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WP Stewart & Co. Ltd. --- WPL   

Web: http://www.wpstewart.com
Email: irinfo@wpstewart.com
Phone: 441-295-8585
FAX: 441-296-6823
* * * * * * * * * * * * * *

WP Stewart & Co. Ltd is a privately owned investment manager with approximately $8.4 billion ($8.34 billion) assets under management. The firm provides its services to high net-worth individuals, trusts, partnerships, private corporations, and other institutions. It manages separate client-focused equity and.. Read More

Tear Sheet .. HIS .. SEC

WP Stewart & Co. Ltd. -- WPL























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11/24/2008 10:21:37